At P2 Consulting, our financial services specialists have the front line industry knowledge and expertise required to design, manage and deliver the necessary change. Our experience covers the following elements:

• Full lifecycle Risk Assessment / Appetite / Analytics Statements
• Evaluation of Inherent risk and Mitigating controls
• Gap analysis and business / investment case development
• Attestation and Assurance Frameworks
• Regulatory Change Insight and Opinion SMCR / GDPR / DFS 504
• Platform Expertise to support core processes AML / Sanctions / ABC / SMCR
• Advisory expertise for those finding themselves under UK/US/global regulatory spotlight

We’ve delivered change programmes for some of the largest names in the financial services sector. Some of the programmes we have worked on include:

• Leading operational change for a UK Bank throughout their Section 166 and Cease & Desist
• Support for a Global bank implementing a programme of change following a regulatory fine
• Providing structure to a Global Asset Manager in their response to a Section 166 and the subsequent programme of change
• Designing and implementing the end to end risk assessment framework for a global financial services organisation working with Front Office, Compliance and Risk teams
• Designing the Assurance framework to underpin regulatory Attestation for a global bank
• Delivering platform migrations from legacy to strategic for Transaction Filtering, Client Screening, Transaction monitoring and KYC

If you’re looking for more information on how we support businesses in the financial sector, please get in contact with us